About Alex M. Swainsbury

Alex M. Swainsbury moved from Kent, England to Oklahoma City in August 2007 to attend Oklahoma City University and join their nationally recognized golf team. He started his career with Northwestern Mutual as a financial representative in July 2009, while a full-time college student at Oklahoma City University. Upon graduation from OCU in December 2011, he and his wife, Krista, moved to Tulsa, Oklahoma.

Throughout his career, he has strived to set the standard for excellence. Alex is passionate about continuing education and professional development. He holds his Series 6 and 63 FINRA registrations, and is licensed to transact a variety of personal insurance.  Alex holds his Series 26 FINRA Supervisory license and was appointed as Managing Director of the Wichita, KS District Network Office in June, 2015. 

Alex specializes in working with intelligent, responsible, and successful physicians, dentists, attorneys, and business owners. His greatest professional successes can be measured by the impact he has had and hopes to continue to have on his clients’ lives and financial affairs.

 

My Mission

My Mission

"My mission as a financial representative is to help you align your current financial picture with your future financial goals by performing a detailed financial analysis. I will help you understand the complexity of issues faced by successful individuals like you and the importance of having a sound financial plan in place."

- Alex M. Swainsbury

Alex Malcolm Swainsbury

Managing Director

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Sharing Success

In 2017, Northwestern Mutual expects to again lead the industry in total dividends paid.

 

To learn more about Northwestern Mutual Investment Services, LLC and its financial representatives, visit: FINRA BrokerCheck